Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jake? Claim Your ProfileJake Baumli is a registered representative with Houlihan Lokey Capital, Inc. Jake has been in the financial services industry for several years. Jake is registered to conduct business in California. Jake holds the Series 63, Series 79TO, and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/01/2022 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
TX
07/29/2021 - 06/10/2022
WELLS FARGO SECURITIES, LLC (HOUSTON TX)
BC
Issued 07/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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