Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jake? Claim Your ProfileJake Anthony Thompson is a financial advisor with over 10 years of experience in the industry. Jake is currently registered with Alps Distributors, Inc. and Alps Portfolio Solutions Distributor, Inc. in Colorado. Jake has a Series 7, Series 63, and Series 24 license and is registered in California and Colorado. Jake previously worked at CHARLES SCHWAB & CO., INC. in Lone Tree, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/19/2024 - Present
Alps Distributors, Inc. (DENVER CO)
CO
01/24/2014 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
BC
Issued 01/31/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jake Thompson is the right advisor for you? Invested Better is here to help.
