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Jake Allen Gammon

Kroll Securities LLC

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About Jake Allen Gammon

Jake Allen Gammon is a securities professional with a focus on investment banking. Jake has been in the industry since August 2022 and has a strong background in financial markets. Jake is a registered representative with Kroll Securities LLC, a firm headquartered in Chicago, Illinois. Jake holds a Series 7TO, Series 79TO, and Series 63 license, and holds a registration with Illinois. Jake has demonstrated a commitment to professional development through completion of the Series 7TO, Series 79TO, and Series 63 exams, as well as the Securities Industry Essentials Examination.

Firm Information

Jake Gammon is currently registered with Kroll Securities LLC. Kroll Securities LLC is a Limited Liability Company formed in June 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jake Gammon’s Registration & Firm History

IL

08/22/2022 - Present

Kroll Securities LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/12/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/01/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/22/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/31/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jake Allen Gammon.
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