Unclaimed
Jake Goray is a financial advisor registered with Cetera Investment Services LLC. Jake is a registered representative and holds Series 63, Series 6TO, and SIE licenses. Jake has been in the financial services industry since March 10, 2022. Jake's previous experience includes working with NYLIFE Securities LLC. Cetera Investment Services LLC is a registered broker-dealer and investment advisor. Jake's registration is active in Alabama, Louisiana and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
03/23/2023 - Present
Cetera Investment Services LLC (NASHVILLE TN)
LA
03/11/2022 - 03/22/2023
NYLIFE SECURITIES LLC (NEW ORLEANS LA)
BC
Issued 04/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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