Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jairo? Claim Your ProfileJairo J Gomez is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Jairo has been active in the industry since 2001 and holds several licenses and certifications including Series 6, Series 7, Series 63 and Series 65. Jairo has been associated with various financial firms in the past, including AW Securities, Diversified Investors Securities Corp, GWFS Equities, Inc and Manulife Financial Securities LLC. Jairo's professional focus is on building long-term relationships with clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/30/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SACRAMENTO CA)
CA
08/02/2010 - 05/15/2020
AW SECURITIES (FOLSOM CA)
CA
01/29/2008 - 08/03/2010
DIVERSIFIED INVESTORS SECURITIES CORP. (STOCKTON CA)
CA
09/29/2004 - 11/01/2007
GWFS EQUITIES, INC. (STOCKTON CA)
MA
04/09/2001 - 07/07/2004
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
IA
Issued 02/04/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jairo Gomez is the right advisor for you? Invested Better is here to help.
