Unclaimed
Jairo Ali McCoy is a registered representative with Btig, LLC and has been in the industry since October 27, 1996. Jairo has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55 and Series 7 exams and is currently registered in California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, and Texas. Jairo was previously registered with Gordian Investments, LLC, Oppenheimer & Co. Inc., Jonestrading, Thinkequity Partners LLC, D.R. Saul & Co., Inc., Banc of America Securities LLC, and Montgomery Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/12/2020 - Present
Btig, LLC (SAN FRANCISCO CA)
CA
06/26/2017 - 12/31/2018
GORDIAN INVESTMENTS, LLC (OREGON HOUSE CA)
CA
05/02/2011 - 07/16/2015
OPPENHEIMER & CO. INC. (SAN FRANCISCO CA)
CA
12/11/2007 - 04/27/2011
JONESTRADING (MILL VALLEY CA)
CA
07/01/2005 - 10/16/2007
THINKEQUITY PARTNERS LLC (SAUSALITO CA)
NY
03/01/2004 - 06/30/2005
D.R. SAUL & CO., INC. (NEW YORK NY)
NY
10/01/1997 - 11/10/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
07/20/1992 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 09/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 07/31/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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