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Jairam Nathan

Daiwa Capital Markets America Inc.

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About Jairam Nathan

Jairam Nathan is a financial advisor with Daiwa Capital Markets America Inc. in New York, NY. Jairam has been in the industry since March 17, 2004. Prior to joining Daiwa Capital Markets America Inc., Jairam worked at SIDOTI & COMPANY, LLC, BANC OF AMERICA SECURITIES LLC, and CREDIT SUISSE FIRST BOSTON CORPORATION. Jairam holds a Series 7, Series 86, Series 87, and SIE licenses, as well as a Series 63 license. Jairam is registered with FINRA and the state of New York.

Firm Information

Jairam Nathan is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jairam Nathan’s Registration & Firm History

NY

12/14/2015 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NY

08/22/2011 - 12/09/2015

SIDOTI & COMPANY, LLC (NEW YORK NY)

NY

11/14/2000 - 02/28/2008

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

09/18/2000 - 11/10/2000

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/18/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2011

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/06/2011

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/19/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jairam Nathan.
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