Unclaimed
Jairam Nathan is a financial advisor with Daiwa Capital Markets America Inc. in New York, NY. Jairam has been in the industry since March 17, 2004. Prior to joining Daiwa Capital Markets America Inc., Jairam worked at SIDOTI & COMPANY, LLC, BANC OF AMERICA SECURITIES LLC, and CREDIT SUISSE FIRST BOSTON CORPORATION. Jairam holds a Series 7, Series 86, Series 87, and SIE licenses, as well as a Series 63 license. Jairam is registered with FINRA and the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/14/2015 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
08/22/2011 - 12/09/2015
SIDOTI & COMPANY, LLC (NEW YORK NY)
NY
11/14/2000 - 02/28/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
09/18/2000 - 11/10/2000
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 10/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/06/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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