Unclaimed
Jaime Vizcarra is a financial advisor with Cetera Investment Advisers LLC. Jaime has been in the financial industry since 2001 and has experience in providing financial planning and investment advice. Jaime is registered with FINRA and is licensed to sell securities in 53 states. Jaime is also registered as an investment advisor representative in California and Texas. Cetera Investment Advisers LLC is a financial services firm that provides financial planning and investment management services to individuals, families, and businesses. The firm has approximately 16,188 clients and manages over $104 billion in assets. Cetera Investment Advisers LLC is registered with the Securities and Exchange Commission (SEC) and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
12/06/2019 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
08/07/2015 - 12/31/2016
LEGEND EQUITIES CORPORATION (El Segundo CA)
CA
01/03/2011 - 08/09/2013
NATIONAL PLANNING CORPORATION (SANTA MONICA CA)
CA
03/03/2005 - 04/22/2010
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NE
03/27/2001 - 02/22/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 05/09/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/21/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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