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Jaime Arturo Deleon

Schwab Wealth Advisory, Inc.

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About Jaime Arturo Deleon

Jaime Deleon is an Investment Advisor Representative, licensed to offer investment advice in 20 states. Jaime has been working in the financial services industry since 1999 and has a broad range of experience, including working with USAA Financial Advisors, Inc. and Compass Brokerage, Inc.. Currently, Jaime is registered with Charles Schwab & Co., Inc. and Schwab Wealth Advisory Inc. Jaime is dedicated to providing personalized financial planning and portfolio management services for individuals and businesses. Jaime holds the Series 7, Series 52, Series 63, Series 65, and Series 66 licenses.

Firm Information

Jaime Deleon is currently registered with Schwab Wealth Advisory, Inc.. SCHWAB WEALTH ADVISORY, INC. is a registered investment advisor based in SAN FRANCISCO, CA. They provide financial planning, portfolio management for individuals and businesses, and participate in wrap fee programs. The firm has 248 licensed agents, 916 investment adviser representatives, and 926 registered representatives.

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Jaime Deleon’s Registration & Firm History

TX

06/24/2022 - Present

Schwab Wealth Advisory, Inc. (San Antonio TX)

TX

09/28/2005 - 11/30/2018

USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)

AL

09/23/2004 - 09/15/2005

COMPASS BROKERAGE, INC. (BIRMINGHAM AL)

TN

01/04/2002 - 07/11/2003

ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)

MI

07/23/1999 - 04/10/2000

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BOTH

Issued 6/23/2022

Series 66 - Uniform Combined State Law Examination

IA

Issued 10/14/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 7/29/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1999

Series 7 - General Securities Representative Examination

BC

Issued 7/22/1999

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jaime Arturo Deleon.
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