linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jaime Rene De la garza

Kestra Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jaime? Claim Your Profile

About Jaime Rene De la garza

Jaime Rene De la Garza is a financial advisor with Kestra Investment Services, LLC, a firm that is active in the broker-dealer space and inactive in the investment advisor space. Jaime is currently registered with FINRA as a broker-dealer and is located in Austin, Texas. Jaime has been in the securities industry since 2005 and has successfully completed the Series 66, Series 7 and SIE exams. Jaime was previously employed by H.D. Vest Investment Services, WAMU INVESTMENTS, INC., and Wells Fargo Investments, LLC.

Firm Information

Jaime De la garza is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jaime De la garza’s Registration & Firm History

TX

01/12/2016 - Present

Kestra Investment Services, LLC (AUSTIN TX)

TX

06/26/2008 - 10/04/2010

H.D. VEST INVESTMENT SERVICES (DALLAS TX)

TX

09/12/2007 - 06/10/2008

WAMU INVESTMENTS, INC. (IRVING TX)

CA

03/31/2005 - 08/21/2007

WELLS FARGO INVESTMENTS, LLC (NEWBURY PARK CA)

Not sure if Jaime Rene De la garza is right for you?

Licenses & Designations

BOTH

Issued 04/08/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/12/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jaime Rene De la garza.
Not sure if Jaime Rene De la garza is right for you?