Unclaimed
Jaime Lavender Hearsey is a financial advisor at Raymond James & Associates, Inc. with over 28 years of experience in the industry. Jaime is registered with the state of Tennessee and Florida. Jaime has a broad range of experience in the industry and specializes in providing financial advice and investment management for individuals, businesses and organizations. Jaime holds the Series 4, 7, 9, 10, 24, 53, 63, 6TO, 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
02/13/2013 - Present
Raymond James & Associates, Inc. (FRANKLIN TN)
TN
09/05/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)
TN
10/31/1997 - 09/12/2007
PFIC SECURITIES CORPORATION (FRANKLIN TN)
WI
01/24/1997 - 10/22/1997
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
08/24/1994 - 10/22/1997
INVEST FINANCIAL CORPORATION (APPLETON WI)
BC
Issued 02/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/12/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/27/1997
Series 4 - Registered Options Principal Examination
BC
Issued 02/03/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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