Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jaime? Claim Your ProfileJaime Diaz is a financial advisor with over 10 years of experience in the industry. Jaime Diaz is currently registered with J.P. Morgan Securities LLC in Cedar Park, TX. Prior to joining J.P. Morgan Securities LLC, Jaime Diaz was employed by Equitable Advisors, LLC in Leander, TX; PNC Investments in New Braunfels, TX; Cetera Investment Services LLC in Hillside, NJ; Citigroup Global Markets Inc. in Fort Lee, NJ; Santander Securities LLC in Elizabeth, NJ; Invest Financial Corporation in Millburn, NJ; Essex National Securities, LLC in Napa, CA and Investors Bancorp Inc in Millburn, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
TX
09/28/2022 - Present
J.p. Morgan Securities LLC (CEDAR PARK TX)
NY
04/08/2022 - 07/22/2022
EQUITABLE ADVISORS, LLC (NEW YORK NY)
TX
08/06/2021 - 01/14/2022
PNC INVESTMENTS (NEW BRAUNFELS TX)
NJ
02/26/2019 - 07/07/2021
CETERA INVESTMENT SERVICES LLC (HILLSIDE NJ)
NY
03/26/2018 - 03/18/2019
CITIGROUP GLOBAL MARKETS INC. (New York NY)
NJ
01/15/2016 - 03/21/2018
SANTANDER SECURITIES LLC (ELIZABETH NJ)
NJ
10/22/2015 - 01/22/2016
INVEST FINANCIAL CORPORATION (MILLBURN NJ)
CA
09/30/2015 - 10/15/2015
ESSEX NATIONAL SECURITIES, LLC (NAPA CA)
BOTH
Issued 12/19/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/16/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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