Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jaime? Claim Your ProfileJaime Cohen is a financial professional with over 19 years of experience in the industry. Jaime has a strong background in investment banking and is currently a Principal at Wells Fargo Securities, LLC. Jaime is a Series 7 and 66 licensed individual and has been registered with FINRA since 2004. Prior to joining Wells Fargo Securities, LLC, Jaime worked at Goldman Sachs & Co. LLC, Barclays Capital Inc., Lehman Brothers Inc. and Neuberger Berman, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/10/2023 - Present
Wells Fargo Securities, LLC (New York NY)
NY
01/08/2022 - 05/24/2023
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
09/22/2008 - 01/06/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/08/2005 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/27/2004 - 01/05/2006
NEUBERGER BERMAN, LLC (NEW YORK NY)
BOTH
Issued 03/08/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/10/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 05/10/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/03/2022
Series 24 - General Securities Principal Examination
BC
Issued 05/10/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 05/10/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 05/10/2023
Series 99TO - Operations Professional Examination
BC
Issued 05/10/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/10/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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