Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jai? Claim Your ProfileJai Joshi is a financial professional with over 11 years of experience in the industry. Jai has a broad range of experience in the financial industry, including roles at Dealerweb Inc., Execution Access, LLC, Credit Suisse First Boston Corporation and Dain Rauscher Incorporated. Currently, Jai is registered with Buckler Securities LLC. Jai holds the Series 7, Series 24, Series 63, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
02/27/2024 - Present
Buckler Securities LLC (Greenwich CT)
NY
11/25/2022 - 06/05/2023
DEALERWEB INC. (NEW YORK NY)
NY
08/08/2013 - 11/28/2022
EXECUTION ACCESS, LLC (NEW YORK NY)
NY
03/24/2000 - 10/24/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
03/02/1998 - 05/19/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
09/04/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
08/31/1992 - 03/15/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BC
Issued 08/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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