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Jaha Faraja Cummings

Finalis Securities LLC

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About Jaha Faraja Cummings

Jaha Faraja Cummings is a licensed securities representative with Finalis Securities LLC and holds the Series 63, Series 82TO and SIE licenses. Jaha has been working in the financial services industry since October 8, 2023. Jaha's current firm is registered in California, Florida and Texas.

Firm Information

Jaha Cummings is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jaha Cummings’s Registration & Firm History

NY

10/09/2023 - Present

Finalis Securities LLC (New York NY)

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Licenses & Designations

BC

Issued 09/01/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/08/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 07/28/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jaha Faraja Cummings.
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