Unclaimed
Jae sung Yoon is a securities professional with over 20 years of experience in the financial services industry. Jae sung Yoon is currently registered with Nylife Distributors LLC and has previously held positions with Legg Mason Wood Walker, Incorporated, LM Financial Partners, Inc. and Merrill Lynch Funds Distributor, Inc. Jae sung Yoon holds the Series 3, Series 7, and Securities Industry Essentials Examination (SIE) licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/01/2005 - Present
Nylife Distributors LLC (NEW YORK NY)
MD
09/30/2003 - 02/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
LA
03/26/2003 - 09/30/2003
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
NY
11/19/1993 - 08/01/1997
MERRILL LYNCH FUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2014
Series 3 - National Commodity Futures Examination
BC
Issued 04/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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