Unclaimed
Jae Seung Kim is a financial advisor with over 15 years of experience in the industry. Jae Seung has worked at T. Rowe Price Associates, Inc. since November 2019 and has been registered with FINRA since June 2004. Prior to joining T. Rowe Price, Jae Seung worked at NEUBERGER BERMAN BD LLC and STANCORP EQUITIES, INC.. Jae Seung is licensed to provide investment advice in 53 states and is a Series 7, 63, and 65 license holder. Jae Seung Kim specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
11/20/2019 - Present
T. Rowe Price Associates, Inc. (Long Beach CA)
NY
05/16/2011 - 09/24/2019
NEUBERGER BERMAN BD LLC (NEW YORK NY)
CA
06/29/2010 - 05/09/2011
STANCORP EQUITIES, INC. (ORANGE CA)
CA
06/11/2004 - 06/07/2010
PRINCOR FINANCIAL SERVICES CORPORATION (GLENDALE CA)
IA
Issued 05/09/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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