Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jae? Claim Your ProfileJae Roe is a financial professional with over 30 years of experience in the industry. Roe is currently registered with Park Avenue Securities LLC in Irvine, California. Prior to this, Roe was employed at MetLife Securities Inc., NYLife Securities LLC, Northwestern Mutual Investment Services, LLC, and Robert W. Baird & Co. Incorporated. Roe holds licenses in Series 6, Series 22, Series 63, and SIE. Roe specializes in Financial Planning, Portfolio Management, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/26/2011 - Present
Park Avenue Securities LLC (IRVINE CA)
NY
03/12/2009 - 07/01/2011
METLIFE SECURITIES INC. (LAKE SUCCESS NY)
NY
08/31/2005 - 01/23/2009
NYLIFE SECURITIES LLC (NEW YORK NY)
WI
05/08/2002 - 08/03/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
MA
08/23/2001 - 04/25/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/23/2001 - 04/25/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
WI
06/22/1988 - 09/05/2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
06/06/1988 - 09/05/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 07/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/03/1988
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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