Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jae? Claim Your ProfileJae E Lee is a financial advisor with over 18 years of experience in the financial services industry. Lee currently works at J.P. Morgan Securities LLC, and has previously worked at Chase Investment Services Corp., WAMU INVESTMENTS, INC., COUNTRYWIDE INVESTMENT SERVICES, INC., and WM FINANCIAL SERVICES, INC.. Lee is licensed in several states, including California, Texas, and New York, and has a Series 7, Series 63, and Series 66 license. Lee's area of expertise includes providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/15/2014 - Present
J.p. Morgan Securities LLC (WEST HILLS CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WEST HILLS CA)
CA
09/08/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (CAMARILLO CA)
CA
10/07/2005 - 09/04/2008
COUNTRYWIDE INVESTMENT SERVICES, INC. (ENCINO CA)
CA
09/13/2004 - 10/04/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
BOTH
Issued 07/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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