Unclaimed
Jad Rabih Bouez is a financial professional with a focus on investment banking. Jad has a Series 79TO, Series 63, and SIE license. Jad has experience at D.A. Davidson & Co. and is currently registered with SMBC Nikko Securities America, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/07/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
CA
11/06/2020 - 08/05/2021
D.A. DAVIDSON & CO. (COSTA MESA CA)
BC
Issued 11/05/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/05/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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