Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacques pierre? Claim Your ProfileJacques Pierre De saint phalle is a financial advisor located in Stamford, Connecticut. Jacques Pierre is registered with Cowen And Co. and has Series 7TO, SIE, and Series 63 licenses. Jacques Pierre has been a registered representative for over a year. Jacques Pierre specializes in the provision of investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/25/2021 - Present
Cowen AND Co. (Stamford CT)
BC
Issued 03/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/22/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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