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Jacques Ouazana

SG Americas Securities, LLC

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About Jacques Ouazana

Jacques Ouazana is a registered representative with SG Americas Securities, LLC. Jacques has been in the securities industry since July 5, 2011 and holds the Series 63, Series 79 and SIE licenses. Jacques is registered to offer securities in all states except for Iowa. Jacques has been registered with SG Americas Securities, LLC since July 6, 2011.

Firm Information

Jacques Ouazana is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jacques Ouazana’s Registration & Firm History

NY

07/06/2011 - Present

SG Americas Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/19/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jacques Ouazana.
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