Unclaimed
Jacques Mejer is an investment advisor representative, holding active registrations with UBS Financial Services Inc. in Florida and New York. He holds a Series 6, 7, 3, and 63 license. Jacques is also a registered Investment Advisor with Florida, New York, and Texas and has been in the industry since July 1998. Jacques has previous experience with other firms including UBS Securities LLC, UBS International Inc., Wachovia Securities, LLC, Prudential Securities Incorporated and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
03/27/2012 - Present
UBS Financial Services Inc. (MIAMI FL)
FL
01/08/2021 - 10/26/2023
UBS SECURITIES LLC (Miami FL)
NY
08/23/2007 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
03/17/2006 - 09/13/2007
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
MO
07/01/2003 - 03/17/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/14/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
06/02/1998 - 03/26/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 02/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2003
Series 3 - National Commodity Futures Examination
BC
Issued 05/11/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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