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Jacques Duponte Richmond

Nylife Securities LLC

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About Jacques Duponte Richmond

Jacques Duponte Richmond is a financial professional who is currently registered with Nylife Securities LLC. Jacques has been in the financial industry since 2024 and holds the Series 63, Series 6TO, and SIE licenses. Jacques is currently registered with the state of California.

Firm Information

Jacques Richmond is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jacques Richmond’s Registration & Firm History

CA

05/30/2024 - Present

Nylife Securities LLC (GLENDALE CA)

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Licenses & Designations

BC

Issued 07/24/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/30/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/26/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jacques Duponte Richmond. Review regulatory record here.
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