Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacques? Claim Your ProfileJacques Adrien has been in the financial industry since May 16, 2019. Jacques is currently registered with Morgan Stanley & Co. LLC and Wealthpenn.comllc, and previously held registrations with E*TRADE SECURITIES LLC, AFS SECURITIES, LLC, and SOLIUM FINANCIAL SERVICES LLC. Jacques has passed the SIE, Series 99TO, and Series 27 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/13/2023 - Present
Morgan Stanley & Co. LLC (NEW YORK NY)
NJ
04/09/2021 - 06/03/2024
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
MA
12/12/2022 - 11/14/2023
AFS SECURITIES, LLC (BOSTON MA)
NJ
12/02/2020 - 12/07/2020
SOLIUM FINANCIAL SERVICES LLC (WOODCLIFF LAKE NJ)
BC
Issued 05/17/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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