Invested Better
Unclaimed

Unclaimed

Unclaimed

Jacquelyn Ayn Smyth

Siebert Williams Shank & CO., LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jacquelyn? Claim Your Profile

About Jacquelyn Ayn Smyth

Jacquelyn Ayn Smyth is a registered representative with Siebert Williams Shank & Co., LLC. Jacquelyn has been in the securities industry since 2016 and has passed the Series 63, SIE, Series 79, and Series 52 exams. Jacquelyn is currently registered in Texas. Prior to her current role, Jacquelyn was employed by UMB Financial Services, Inc. and Citigroup Global Markets Inc.

Firm Information

Jacquelyn Smyth is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jacquelyn Smyth’s Registration & Firm History

TX

10/29/2020 - Present

Siebert Williams Shank & CO., LLC (Austin TX)

TX

07/16/2019 - 10/27/2020

UMB FINANCIAL SERVICES, INC. (Dallas TX)

TX

10/10/2016 - 07/16/2019

CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)

Not sure if Jacquelyn Ayn Smyth is right for you?

Licenses & Designations

BC

Issued 07/14/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/10/2016

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jacquelyn Ayn Smyth.
Not sure if Jacquelyn Ayn Smyth is right for you?