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Jacqueline Y Kapur

Umergence LLC

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About Jacqueline Y Kapur

Jacqueline Kapur is a financial professional with over 2 years of experience in the financial services industry. Jacqueline is currently registered with Umergence LLC and holds Series 7TO, SIE, and Series 63 licenses. Jacqueline is registered in California, Connecticut, and New York. Jacqueline was previously employed by Bruderman Brothers LLC.

Firm Information

Jacqueline Kapur is currently registered with Umergence LLC. Umergence LLC is a Limited Liability Company formed in 2015. It is registered to operate in all 50 states and the District of Columbia. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jacqueline Kapur’s Registration & Firm History

CT

08/19/2020 - Present

Umergence LLC (PLANTSVILLE CT)

NY

02/03/2020 - 08/12/2020

BRUDERMAN BROTHERS LLC (New York NY)

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Licenses & Designations

BC

Issued 05/29/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2020

Series 7TO - General Securities Representative Examination

BC

Issued 11/18/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jacqueline Y Kapur.
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