Unclaimed
Jacqueline Xu is a financial professional with over 10 years of experience in the securities industry. Jacqueline currently works at Mizuho Securities USA LLC and has previously worked at RBS Securities Inc. Jacqueline holds the Series 63, Series 79, and SIE licenses and is registered in all 52 states. Jacqueline is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/08/2015 - Present
Mizuho Securities USA LLC (NEW YORK NY)
CT
09/06/2013 - 04/16/2015
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 09/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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