Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacqueline? Claim Your ProfileJacqueline Tregortha is a financial professional with over 9 years of experience in the industry. Jacqueline is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Pennington, NJ and New York, NY. Jacqueline has previously held positions at BOFA SECURITIES, INC., Royal Alliance Associates, Inc. and Commonwealth Financial Network. Jacqueline is a Series 7, 66, 9, and SIE licensed professional. She holds a Series 66 license which allows Jacqueline to provide investment advice and sell securities in both the state and federal level. She is also a Series 9 licensed professional which allows her to supervise securities sales for her firm. Jacqueline offers portfolio management for individuals and businesses. She is also skilled in allocation modeling, performance measurement reports, and IPS services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/07/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Pennington NJ)
NJ
05/12/2023 - 12/06/2023
BOFA SECURITIES, INC. (PENNINGTON NJ)
PA
09/07/2021 - 12/31/2021
ROYAL ALLIANCE ASSOCIATES, INC. (NEWTOWN PA)
PA
08/06/2020 - 08/05/2021
COMMONWEALTH FINANCIAL NETWORK (Newtown PA)
NJ
04/18/2013 - 12/24/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 09/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/06/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/05/2020
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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