Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacqueline? Claim Your ProfileJacqueline Tran-le has been working in the financial industry since November 18, 2001. Jacqueline is currently registered with Charles Schwab & CO., Inc. and is located in Troy, MI. Prior to joining Charles Schwab, Jacqueline has held positions at Fidelity Brokerage Services LLC, Comerica Securities, Citizens Securities, Inc., Infinex Investments, Inc., Essex National Securities, LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp., PNC Investments, NatCity Investments, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Linsco/Private Ledger Corp., MONY Securities Corporation, Axa Advisors, LLC, and Independence One Brokerage Services, Inc.. Jacqueline holds Series 6, 7, 63 and 65 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
MI
05/07/2024 - Present
Charles Schwab & CO., Inc. (Troy MI)
MI
05/28/2021 - 06/10/2022
FIDELITY BROKERAGE SERVICES LLC (TROY MI)
MI
06/06/2019 - 05/10/2021
COMERICA SECURITIES (BLOOMFIELD HILLS MI)
MI
03/01/2018 - 06/04/2019
CITIZENS SECURITIES, INC. (STERLING HEIGHTS MI)
MI
07/01/2016 - 02/23/2018
INFINEX INVESTMENTS, INC. (SHELBY TOWNSHIP MI)
MI
06/05/2013 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (MACOMB TOWNSHIP MI)
MI
10/01/2012 - 05/29/2013
J.P. MORGAN SECURITIES LLC (SOUTHFIELD MI)
MI
06/11/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SOUTHFIELD MI)
MI
11/13/2009 - 04/09/2010
PNC INVESTMENTS (WIXCOM MI)
MI
08/24/2006 - 11/13/2009
NATCITY INVESTMENTS, INC. (NOVI MI)
MI
09/15/2005 - 08/09/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DETROIT MI)
SC
09/24/2004 - 09/09/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
08/09/2002 - 09/22/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
10/03/2000 - 08/21/2002
AXA ADVISORS, LLC (NEW YORK NY)
MI
09/01/1999 - 09/29/2000
INDEPENDENCE ONE BROKERAGE SERVICES, INC. (FARMINGTON HILLS MI)
IA
Issued 12/05/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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