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Jacqueline Sue Wasserberger

Btig, LLC

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About Jacqueline Sue Wasserberger

Jacqueline Sue Wasserberger is a financial professional with over 30 years of experience in the industry. Jacqueline is currently registered with BTIG, LLC, a firm that focuses on institutional brokerage, investment banking, and research services. She has held previous positions with Labranche Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Herzog, Heine, Geduld, LLC. Jacqueline is licensed to conduct business in numerous states, including California, Colorado, Connecticut, Delaware, Florida, Illinois, Maryland, Massachusetts, Minnesota, Nebraska, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Virgin Islands, and Virginia.

Firm Information

Jacqueline Wasserberger is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jacqueline Wasserberger’s Registration & Firm History

NY

07/09/2004 - Present

Btig, LLC (New York NY)

NY

04/21/2004 - 07/08/2004

LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

02/12/2002 - 02/04/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

02/13/2002 - 10/25/2002

HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)

NY

05/15/1992 - 02/11/2002

HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/27/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/14/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jacqueline Sue Wasserberger.
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