Unclaimed
Jacqueline Santos is a registered representative with Capital Client Group, Inc. Jacqueline has been in the financial services industry since 2016. Prior to joining Capital Client Group, Inc., Jacqueline was registered with Midwestern Securities Trading Company, LLC in Lafayette, IN. Jacqueline is licensed to provide investment advice in California, Florida, Indiana and Texas. Jacqueline is a Series 66, Series 7, and SIE license holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
10/11/2018 - Present
Capital Client Group, Inc. (CARMEL IN)
IN
08/25/2016 - 09/13/2018
MIDWESTERN SECURITIES TRADING COMPANY, LLC (LAFAYETTE IN)
BOTH
Issued 11/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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