Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacqueline? Claim Your ProfileJacqueline Renee Sims is a financial advisor registered with LPL Financial LLC. Sims has been in the industry since 2011, with previous experience at M&T Securities, Inc. Sims holds the Series 6, Series 63, and SIE securities licenses, and is registered in the state of New York. Sims is available to provide financial planning, portfolio management, and consulting services to a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/09/2021 - Present
LPL Financial LLC (ROCHESTER NY)
NY
09/10/2015 - 06/09/2021
M&T SECURITIES, INC. (ROCHESTER NY)
NY
01/16/2013 - 10/08/2014
M&T SECURITIES, INC. (ROCHESTER NY)
MD
05/14/1999 - 12/11/2001
M&T SECURITIES, INC. (BALTIMORE MD)
BC
Issued 04/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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