Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacqueline? Claim Your ProfileJacqueline Di paola is a registered representative with ABG, LLC and has over 20 years of experience in the financial services industry. Jacqueline has a wide range of experience, including working at CF Global Trading, LLC, Mosaic Capital, LLC, ESN North America, Inc., and Akros Securities, Inc. Jacqueline holds several licenses including Series 4, 7, 14, 24, 53, 63, 99TO, and SIE. Jacqueline is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/02/2017 - Present
ABG, LLC (New York NY)
NY
11/18/2015 - 06/01/2018
MOSAIC CAPITAL, LLC (NEW YORK NY)
NY
09/16/2008 - 11/07/2008
CF GLOBAL TRADING, LLC (NEW YORK NY)
NY
09/20/2007 - 06/04/2008
ESN NORTH AMERICA, INC. (NEW YORK NY)
NY
10/26/2000 - 09/20/2007
AKROS SECURITIES, INC (NEW YORK NY)
BC
Issued 11/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/22/2019
Series 4 - Registered Options Principal Examination
BC
Issued 03/16/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
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