Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacqueline? Claim Your ProfileJacqueline Waterworth has been in the financial services industry since May 12, 1996. Jacqueline is currently registered with LPL Financial LLC. Jacqueline has held previous registrations with Lincoln Investment, Nationwide Securities, LLC, PNC Investments, Lincoln Financial Distributors, Inc., Raymond James Financial Services, Inc., Primevest Financial Services, Inc., and Royal Alliance Associates, Inc.. Jacqueline has passed the Series 4, Series 6, Series 7, Series 24, Series 51, Series 52TO, Series 53, Series 63, Series 65, and SIE exams. Jacqueline is a Registered Representative and Investment Adviser Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
04/12/2021 - Present
LPL Financial LLC (FORT MILL SC)
PA
04/11/2016 - 11/02/2020
LINCOLN INVESTMENT (Fort Washington PA)
PA
01/31/2014 - 04/14/2016
NATIONWIDE SECURITIES, LLC (Wyomissing PA)
PA
01/06/2012 - 01/27/2014
PNC INVESTMENTS (CAMP HILL PA)
PA
06/30/2008 - 12/23/2011
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
06/04/2008 - 06/18/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (LANCASTER PA)
PA
04/05/2006 - 06/05/2008
PRIMEVEST FINANCIAL SERVICES, INC. (SHILLINGTON PA)
AZ
09/20/2001 - 04/04/2006
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
01/31/1997 - 06/23/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
08/11/1993 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
IA
Issued 10/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2012
Series 4 - Registered Options Principal Examination
BC
Issued 05/01/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/22/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/15/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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