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Jacqueline Marie Davis

Apex Clearing Corp.

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About Jacqueline Marie Davis

Jacqueline Marie Davis is a financial professional with over 10 years of experience in the financial services industry. Jacqueline has held positions with Fidelity Brokerage Services LLC and National Financial Services LLC. Jacqueline is currently registered with Apex Clearing Corp. and holds Series 7, 99, 24, 63, and SIE licenses. Jacqueline specializes in providing financial guidance and investment management services to individuals and families.

Firm Information

Jacqueline Davis is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jacqueline Davis’s Registration & Firm History

TX

03/22/2024 - Present

Apex Clearing Corp. (DALLAS TX)

TX

09/22/2021 - 02/24/2024

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

TX

09/25/2014 - 08/05/2021

NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)

TX

09/25/2013 - 07/21/2014

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

TX

06/25/2012 - 03/27/2013

APEX CLEARING CORPORATION (DALLAS TX)

TX

06/18/2012 - 08/01/2012

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 10/07/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/26/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2016

Series 7 - General Securities Representative Examination

BC

Issued 06/15/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Jacqueline Marie Davis. Review regulatory record here.
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