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Jacqueline Danielle Pence

Fidelity Brokerage Services LLC

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About Jacqueline Danielle Pence

Jacqueline Danielle Pence is a registered representative with Fidelity Brokerage Services LLC. Jacqueline is a licensed securities professional with over six years of experience in the financial services industry. Jacqueline has worked as a Financial Advisor and is currently registered with the Financial Industry Regulatory Authority (FINRA) and holds licenses for Series 7, Series 9, Series 10, and Series 63. Jacqueline is dedicated to providing her clients with comprehensive financial planning and investment advice to help them achieve their financial goals.

Firm Information

Jacqueline Pence is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jacqueline Pence’s Registration & Firm History

KY

08/07/2017 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 07/06/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/27/2020

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/20/2020

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Jacqueline Danielle Pence. Review regulatory record here.
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