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Jacqueline Cavuoto

TD Securities (usa) LLC

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About Jacqueline Cavuoto

Jacqueline Cavuoto is a financial professional with over 28 years of experience in the industry. Jacqueline has a strong background in the securities industry and is currently registered with TD Securities (usa) LLC. Previously, Jacqueline worked with Credit Suisse Securities (USA) LLC, Bear, Stearns & Co. Inc., UBS Securities LLC, and PaineWebber Incorporated. Jacqueline has a broad range of experience in the industry and is licensed in all 50 states and Puerto Rico.

Firm Information

Jacqueline Cavuoto is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jacqueline Cavuoto’s Registration & Firm History

NY

05/08/2012 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

06/10/2008 - 06/01/2012

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

03/02/2007 - 06/10/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

CT

11/09/2000 - 10/30/2006

UBS SECURITIES LLC (STAMFORD CT)

NJ

01/07/1994 - 01/23/2001

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 04/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1995

Series 3 - National Commodity Futures Examination

BC

Issued 01/06/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jacqueline Cavuoto.
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