Unclaimed
Jacqueline Regan is a financial advisor currently associated with Neuberger Berman BD LLC. Jacqueline has a combined 7 years of experience in the financial services industry. Jacqueline has passed the Series 7, Series 31, Series 66 and the SIE exams. Jacqueline is registered in New York and New Jersey. Jacqueline is registered as a Registered Representative (RR), Investment Advisor Representative (IAR) in New York and New Jersey. Jacqueline also has experience with Stone Harbor Investment Partners LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
04/19/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 01/15/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/2019
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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