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Jacqueline Ann Di paola

ABG, LLC

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About Jacqueline Ann Di paola

Jacqueline Di paola is a registered representative with ABG, LLC and has over 20 years of experience in the financial services industry. Jacqueline has a wide range of experience, including working at CF Global Trading, LLC, Mosaic Capital, LLC, ESN North America, Inc., and Akros Securities, Inc. Jacqueline holds several licenses including Series 4, 7, 14, 24, 53, 63, 99TO, and SIE. Jacqueline is registered in New York.

Firm Information

Jacqueline Di paola is currently registered with ABG, LLC. ABG, LLC is a Limited Liability Company formed on January 22, 2013. It is registered in California and New York.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jacqueline Di paola’s Registration & Firm History

NY

10/02/2017 - Present

ABG, LLC (New York NY)

NY

11/18/2015 - 06/01/2018

MOSAIC CAPITAL, LLC (NEW YORK NY)

NY

09/16/2008 - 11/07/2008

CF GLOBAL TRADING, LLC (NEW YORK NY)

NY

09/20/2007 - 06/04/2008

ESN NORTH AMERICA, INC. (NEW YORK NY)

NY

10/26/2000 - 09/20/2007

AKROS SECURITIES, INC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/01/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 08/22/2019

Series 4 - Registered Options Principal Examination

BC

Issued 03/16/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/19/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/25/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Jacqueline Ann Di paola.
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