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Jacob Xavier Stafford

Smbc Nikko Securities America, Inc.

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About Jacob Xavier Stafford

Jacob Xavier Stafford is a registered representative with Smbc Nikko Securities America, Inc. Jacob Stafford is licensed in 51 states and has a Series 7TO, Series 63, and SIE license. Jacob Stafford has been in the securities industry since October 31, 2023. Jacob Xavier Stafford's current office is located in New York, NY at 277 Park Avenue.

Firm Information

Jacob Stafford is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jacob Stafford’s Registration & Firm History

NY

11/01/2023 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/22/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/01/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/04/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Jacob Xavier Stafford.
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