Unclaimed
Jacob Xavier Stafford is a registered representative with Smbc Nikko Securities America, Inc. Jacob Stafford is licensed in 51 states and has a Series 7TO, Series 63, and SIE license. Jacob Stafford has been in the securities industry since October 31, 2023. Jacob Xavier Stafford's current office is located in New York, NY at 277 Park Avenue.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/01/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 02/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/04/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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