Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Winstanley Schmitt is a registered representative with Oppenheimer & Co. Inc. Jacob Winstanley Schmitt holds the Series 7, Series 9, Series 10, Series 24, Series 4, Series 52, Series 53, Series 66, and Series 99TO licenses. Jacob Winstanley Schmitt has been registered with FINRA since 2014 and has a total of 10 years of experience in the securities industry. Jacob Winstanley Schmitt has worked at several firms prior to joining Oppenheimer & Co. Inc., including Heim, Young & Associates, Inc., Robinhood Financial, LLC, U.S. BANCORP INVESTMENTS, INC., TD AMERITRADE, INC., SCOTTRADE, INC. and PNC INVESTMENTS. Jacob Winstanley Schmitt is based in New York, New York. Jacob Winstanley Schmitt is licensed in Illinois, Michigan, Missouri and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
12/07/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
MO
09/16/2022 - 09/07/2023
HEIM, YOUNG & ASSOCIATES, INC. (SPRINGFIELD MO)
CO
07/09/2021 - 08/17/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
NM
01/05/2021 - 06/25/2021
U.S. BANCORP INVESTMENTS, INC. (ALBUQUERQUE NM)
MO
02/26/2018 - 01/06/2021
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
05/11/2015 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
MO
04/29/2014 - 05/12/2015
PNC INVESTMENTS (ST. LOUIS MO)
BOTH
Issued 12/06/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/07/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/07/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/11/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/11/2021
Series 4 - Registered Options Principal Examination
BC
Issued 05/25/2017
Series 24 - General Securities Principal Examination
BC
Issued 09/07/2023
Series 99TO - Operations Professional Examination
BC
Issued 05/20/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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