Unclaimed
Jacob Whitten Thompson is a financial advisor with Samco Capital Markets, Inc. Jacob has been in the securities industry since January 23, 2001. Jacob is registered with the state of Arkansas, Louisiana, New Mexico, Oklahoma and Texas. Jacob has passed the Series 7, Series 63, Series 79TO, Series 99TO and SIE exams. Jacob has previous experience with Commerce Street Capital, LLC, Samco Capital Markets, Inc. and Penson Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/19/2010 - Present
Samco Capital Markets, Inc. (DALLAS TX)
TX
10/01/2007 - 04/16/2010
COMMERCE STREET CAPITAL, LLC (DALLAS TX)
TX
05/19/2006 - 10/01/2007
SAMCO CAPITAL MARKETS, INC. (DALLAS TX)
TX
02/03/2003 - 05/19/2006
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
TX
01/22/2001 - 02/03/2003
SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)
BC
Issued 12/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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