Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Wayne Gay is a financial professional with over 14 years of experience in the financial services industry. Jacob is a registered representative with Principal Securities, Inc. Jacob holds a Series 6, 63, and SIE license. Jacob is licensed in Alabama, Arizona, California, Georgia, Mississippi, New York, North Carolina, and Tennessee. Prior to joining Principal Securities, Inc., Jacob was employed with WELLS FARGO ADVISORS, LLC. Jacob specializes in working with individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, and pension and profit-sharing plans. Jacob provides financial planning, pension consulting, educational seminars, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
05/25/2022 - Present
Principal Securities, Inc. (Charlotte NC)
NC
04/07/2008 - 01/05/2012
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
BC
Issued 05/31/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/17/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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