Unclaimed
Jacob Valentine Hoffmann is a financial advisor with Pruco Securities, LLC. Jacob is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 7 and SIE licenses. Jacob is a registered investment advisor in 8 states. Jacob has been in the financial services industry for 9 years, since May 2014. The firm has approximately 2286 clients and assets under management (AUM) are over $16 billion. The firm's AUM includes both discretionary and non-discretionary accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
CA
05/05/2014 - Present
Pruco Securities, LLC (SHERMAN OAKS CA)
BC
Issued 04/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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