Unclaimed
Jacob Maus is a financial professional with over 2 years of experience in the industry. Jacob has a strong background in securities and investment banking, having held previous roles at Cowen and Company and TD Securities (USA) LLC. Jacob holds the Series 63, Series 7, Series 79, and SIE licenses, reflecting a broad range of knowledge and expertise in the financial services industry. Jacob is currently registered with TD Securities (USA) LLC in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2024 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
08/13/2022 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 05/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/13/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/16/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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