Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Tanner Herren is a registered representative with Fidelity Brokerage Services LLC. Jacob has been in the securities industry since February 18, 2016. Jacob is registered with the following securities regulators: FINRA and the State of Kentucky. Jacob holds the Series 7, Series 9, Series 10, and Series 63 licenses. Jacob is also a registered representative in all 50 states, as well as Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
02/19/2016 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 02/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/12/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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