Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Louie is a financial advisor with Fidelity Brokerage Services LLC. Jacob has been in the industry since February 1, 2022. Jacob is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in all 50 states. Jacob is also a Series 9, Series 10, and Series 7TO licensed holder. Jacob’s current employment began on February 2, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/02/2022 - Present
Fidelity Brokerage Services LLC (RALEIGH NC)
BC
Issued 03/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/27/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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