Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jacob? Claim Your ProfileJacob Schori is an investment advisor representative with UBS Financial Services Inc. Jacob has been in the industry since May 2, 1984. Jacob is registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative. Jacob has also passed the Series 63, Series 65 and Series 3 exams. Jacob is registered with the following states: California, Connecticut, Florida, Illinois, Maryland, New Jersey, New York, North Carolina, South Carolina, Texas. Jacob is also registered with the following states as an investment advisor representative: Florida, New Jersey, New York, and Texas. Jacob also owns YAYA Investment LLC with his wife, where they review investments. Jacob is a member of the Board of Directors and Investment Committee of American Friends of TLV University. Jacob has been with UBS Financial Services Inc. since November 2015. Prior to that, Jacob was with Credit Suisse Lending LLC and Credit Suisse Securities (USA) LLC. Jacob also previously worked for Bear, Stearns & Co. Inc. and Smith Barney, Harris Upham & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
01/14/2016 - Present
UBS Financial Services Inc. (New York NY)
NY
05/02/2008 - 12/18/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
02/12/1988 - 05/15/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
05/03/1984 - 02/26/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 06/14/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1986
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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