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Jacob S Light

Casey Securities LLC

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About Jacob S Light

Jacob Light is a financial advisor with Casey Securities LLC. Jacob has been in the financial services industry for more than 3 years. Jacob holds the Series 3, 7TO, 57TO and 63 licenses. Previously Jacob was employed by RFA Securities LLC and TD Ameritrade, Inc..

Firm Information

Jacob Light is currently registered with Casey Securities LLC. Casey Securities LLC is a Limited Liability Company formed in 2019. It is registered in California and has been approved for SEC registration. The firm is currently approved to operate in 1 state and has 1 approved SEC registration. The firm has reported 15 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jacob Light’s Registration & Firm History

CA

05/24/2024 - Present

Casey Securities LLC (GREENBRAE CA)

PA

11/02/2023 - 05/31/2024

RFA SECURITIES LLC (PHILADELPHIA PA)

MO

03/06/2020 - 10/30/2023

TD AMERITRADE, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 05/15/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/2024

Series 57TO - Securities Trader Exam

BC

Issued 11/18/2022

Series 3 - National Commodity Futures Examination

BC

Issued 03/06/2020

Series 7TO - General Securities Representative Examination

BC

Issued 12/13/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe Exchange, Inc.

F

FINRA

Disclosures

There is public disclosure for Jacob S Light. Review regulatory record here.
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